• Notify you of potential opportunities in the market
  • Identify methods for minimizing your tax liability
  • Complete confidentiality
  • Provide you with timely investment updates
    within your portfolio
  • Provide you with educational symposiums
  • Professional and timely execution of all trades
    and orders
  • Return client communications promptly
  • Professional portfolio management
  • Schedule periodic reviews (required at least annually)
  • Provide fee-based planning, lower than the industry average


  • Contact us if you don’t understand your statement when you receive it
  • Contact us if you have any concerns about your investments
  • Contact us if you hear about any potential opportunities in the marketplace
  • Return phone calls and mailings from our office in a timely fashion
  • Inform us of any changes in your personal contact information, including employment, family or financial status
  • Provide statements and tax basis of all investments not through OFC, as well as latest federal tax return
  • Provide us with both positive and negative feedback as to how we can better serve you
  • When we meet your expectations, help us grow our business!